Licenses and Designations

CSRIC^® - Chartered SRI Counselor^SM

The CSRIC^® program, is a designation program providing experienced financial advisors and investment professionals with a foundation knowledge of the history, definitions, trends, portfolio construction principles, fiduciary responsibilities, and best practices for sustainable, responsible, and impact (SRI) investments.

Series 7

The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.

Series 66

Passing the Series 66, the Uniform Combined State Law Examination, qualifies an individual as if he or she had passed both the Series 63 and Series 65. However, to register as an investment adviser representative based on the Series 66, an individual must also have passed the FINRA Series 7 exam and the exam must be valid (i.e., not expired).

With combined education in financial services and in-depth knowledge of the ever-changing insurance industry landscape, I can help to provide you with solutions for your unique situation.

I am licensed to sell insurance products in the following jurisdictions:

Massachusetts, Rhode Island, Texas

I am registered to offer securities in the following jurisdictions:

Massachusetts, Rhode Island, Texas

Licenses and Designations